HOT ! We can manage all compliance services
Your partner for full compliance solutions
We provide the most responsive and functional IT compliance design for Medical practices, Financial institutions, and all business industries nationwide.
What we provide
Leverage Paloma's experts to assist with ongoing compliance responsibilities
Compliance Services
Certified expertise, tools, and processes to strategically translate regulatory requirements into operational needs
Examinations and Enforcement
All registered broker-dealers, investment advisers, investment companies, and NFA members are subject to regulatory examination of their compliance programs and compliance with HIPAA, SEC, FINRA, and CFTC regulations.
Risk Assessments and Annual Reviews
Paloma walks hand-in-hand with your organization to develop and implement a robust evaluation and review framework for your firm.
Cybersecurity
Paloma's experts implement and maintain cyber and business continuity policies and procedures for performing testing, conducting security awareness training, or assessing or building a full cyber program.
Stop wasting time and money on digital solutions. Let’s talk with us
Who we are
Highly Tailored IT Design, Compliance Management & vPenTesting Services.
Paloma experts can help you navigate every step of the complex processes and requirements with HIPAA, SEC, FINRA, and NFA/CFTC, as well as individual states. As your business grows, Paloma is there to help you scale, whether adding new financial professionals or services to managing an enterprise.
You know you did right when all your effort started to pay off unexpectedly and impressively.
Are you ready to ensure compliance with regulatory requirements, safeguard sensitive information, and maintain a solid retention framework by implementing a cyber plan?
- We always focus on technical excellence
- Wherever you’re going, we bring ideas and excitement
- We’re consultants, guides, and partners for brands
Happy clients
Finished projects
Skilled Experts
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